COURSE OVERVIEW:
A key job of the front line is to identify red flags, file CTRs, complete CIP, and keep records on wires and monetary instruments.
Your bank's sound BSA program requires annual updates, a board-appointed BSA officer, a BSA policy, face-to-face training, and a system of internal controls (checklists) to monitor for suspicious activity.
This webinar will give your front-line staff the knowledge, tools, and tips to become subject matter experts at their financial institution. The instructor will share checklists to monitor for suspicious activity to give your front-line staff the insight to identify them accurately.
As managers, you will learn how to train your frontline staff and how the updates impact your BSA program, policy, and procedures.
AREAS COVERED:
- Update on new BSA information for 2024
- Red flags for money laundering
- Red flags for Cyber Fraud
- Red flags for human trafficking and smuggling
- Customer Identification Program
- OFAC
- Currency Transaction Reporting
- Record keeping- wires and monetary instruments
- CDD rules—Four elements
- How to avoid “felony moments” in conversations with Members
- Culture of Compliance
- Key pillars of BSA
WHY SHOULD YOU ATTEND?
This 90-minute session will help you become the “go-to person” for BSA programs at your financial institution. This webinar will train frontline personnel at banks and credit unions to identify red flags, file CTRs, complete CIP, and keep records on wires and monetary instruments.
Managers will learn how to train their frontline staff and how the updates impact your BSA policy and procedures.
WHO WILL BENEFIT:
- Tellers
- Financial Officers
- Bank Secrecy Act Officers
- Front Line Staff
- Risk Officers
- Compliance Officers
- Branch Managers
- Deposit Operations
- Call Centre Representatives
- Lenders
ABOUT THE INSTRUCTOR:
Doug Keipper, MBA, CAMS, CACTS
- Certified Anti-Money Laundering Specialist (CAMS) since 2005
- Former Vice President and Bank Secrecy Act Officer for a billion-dollar bank
- Former Special Teams Senior BSA/AML Investigator at a $220 billion bank.
- Sold BSA software for eight years
- Teaching anti-money laundering classes since 2008
- Has talked with over 500 BSA officers throughout the USA and Caribbean
- Spent over 20 years in retail banking, wholesale mortgages, and financial services
Refund policy:
Attendees may cancel up to two working days prior to the course start date and the refund will be processed within two working days.
We will process/provide a refund if the webinar is canceled. Refunds will not be given to participants who do not show up for the webinar. On-demand Recordings can be requested in exchange. Webinar may be canceled due to lack of enrolment or unavoidable factors. Attendees will be notified 24 hours in advance if a cancellation occurs. Substitutions can happen at any time.
If you have any concerns about the content of the webinar and are not satisfied please contact us at care@thecomplyguide.com
