$299

SEC COMPLIANCE - Securities vs Utilities by Ex SEC Attorney. #BLOCKCON

Event Information

Share this event

Date and Time

Location

Location

Santa Monica

Santa Monica, CA

View Map

Event description

Description


Agenda

Securities Laws – A Primer for the Crypto Curious

This half-day primer course will offer an introduction to the two most important federal securities laws: the Securities Act of 1933 and the Securities Exchange Act of 1934. It will explore the concept of a security and the implications of offering and selling securities in the U.S. or to U.S. Persons. The following topics will be covered:

  1. Why do we need securities laws?

  2. What is a “security” and who gets to decide?

  3. Registration v. Exemption

  4. What are my disclosure obligations? What about materiality?

  5. Rule 10b-5 Anti-Fraud

  6. Primary v. Secondary Offerings

  7. What is the SEC? What are the SEC Divisions? And what do they do?

  8. Crypto-Craze of 2017: DAO Report, Munchee, etc.

  9. A closer look at the Director (Dir. William Hinman) of the Division of Corporation Finance’s "Digital Asset Transactions: When Howey Met Gary (Plastic)" speech.

  10. What’s next?


NOTE: This is a closed door session. No audio/video recording and cell phones must be turned off.



Share with friends

Date and Time

Location

Santa Monica

Santa Monica, CA

View Map

Save This Event

Event Saved