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Reporting Audit Results - Effectively, Professionally, Promptly

The Institute of Internal Auditors (IIA) - Baltimore Chapter

Friday, January 20, 2017 from 8:00 AM to 5:30 PM (EST)

Reporting Audit Results - Effectively, Professionally,...

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Ticket Type Remaining Sales End Price Fee Quantity
Members   more info 57 Tickets Jan 20, 2017 $175.00 $0.00
Non-Members 57 Tickets Jan 20, 2017 $225.00 $0.00

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Event Details

Course Title: Reporting Audit Results - Effectively, Professionally, Promptly (8 CPE)


Instructor: Larry Hubbard




Course Overview

The course starts with the IIA Standards related to audit reporting then focuses on preparing accurate and concise audit issues using the five elements of an audit issue. Next, we cover types of audit reports, maturity models and other state-of-the-art techniques for audit reporting. The COSO internal control framework is embedded into the course, including linking audit issues to COSO Principles and using COSO as the basis for maturity models.


  • Learn about audit reporting best practices and techniques used by other audit departments
  • Practice linking audit issues to control frameworks
  • Explore the use maturity models to report the status of controls
  • Self-assess and improve your own reporting processes

Course Flow

IIA Standards

  • Audit reporting overview
  • Criteria for reporting audit issues
  • Audit reporting standards
  • Other reports auditors prepare
  • Reporting results to management and the Board

Reporting Audit Issues

  • Use of formal, timely audit memorandum
  • Distinguish effect and impact
  • Cause and recommendation, or action plan
  • Linking to internal control frameworks
  • Criteria is key – role of a control framework
  • Condition – sufficient, competent, relevant evidence
  • Design adequacy and operational effectiveness

Audit Reports

  • Three levels of audit reports
  • Audit ratings and opinions
  • Use of maturity models to rate controls

Reporting to Management and the Board

  • What does the Board expect from audit reporting?
  • The role of a risk and control framework
  • Distribution – determining who gets what
  • Reporting management responses to issues
  • Interpreting report metadata – what reports are saying

Target Audience: This session is intended for auditors of all experience levels..


Date: Friday, January 20, 2017

Time: 8:30 – 5:00 (Registration starts at 8:00)


Notes: Continental Breakfast, Lunch and Coffee Breaks included

Charity Drive

When you attend the training, please bring shelf-stable food and snack items and personal care items (see below for wish list items) to benefit the USO International Gateway Lounge at Baltimore Washington International Airport (BWI). The USO International Gateway Lounge serves as a “home away from home” for military personnel and their families who travel through BWI. The lounge provides them with hot meals, snacks, toiletries, and other supplies.


 Thank you for your generous giving!


New/gently used children’s’ books

Soups in microwavable cups/bowls

Snacks (single serving): cereal bars; granola bars; peanuts; trail mix; fruit snacks; Goldfish; Tastykakes; potato chips; pretzels; cookies; popcorn; jerky, etc.

Toiletries (travel size): deodorant; shaving cream; razors; shampoo; conditioner; lotion


Non-aspirin and aspirin tablets

Sandwich crackers – cheese or peanut butter

Unused restaurant gift cards

Hot cocoa mix

Soups in microwavable cups/bowls



Speaker Bio: 

Larry Hubbard is a professional trainer and consultant with a broad background in accounting, auditing, and finance. Prior to founding Larry Hubbard & Associates, Larry's work experience included Mobil Corporation and Ernst & Young. 

In addition to conducting his own training seminars, Larry frequently conducts training for other associations, such as The Institute of Internal Auditors.

You can get more info at LinkedIn, or on the web.

Larry Hubbard 

+1(301)529-8118 mobile - preferred

+1(301)541-8277 - office


 Questions or for more information: Contact Liz Brogan, VP of Programs at or 410-537-5338

Have questions about Reporting Audit Results - Effectively, Professionally, Promptly? Contact The Institute of Internal Auditors (IIA) - Baltimore Chapter

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When & Where

The Conference Center at the Maritime Institute
692 Maritime Boulevard
Bldg 3
Linthicum Heights, MD 21090

Friday, January 20, 2017 from 8:00 AM to 5:30 PM (EST)

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Reporting Audit Results - Effectively, Professionally, Promptly
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