Building a Robust Compliance Monitoring Program: Key Components & Practice

Building a Robust Compliance Monitoring Program: Key Components & Practice

Learn how to create a strong compliance monitoring program with all the essential components and best practices in this interactive event!

By South Florida Compliance Association, Inc.

Date and time

Tuesday, May 13 · 8am - 2pm EDT.

Location

Hilton Garden Inn Miami Dolphin Mall

1695 Northwest 111th Avenue #Suite A Sweetwater, FL 33172

Refund Policy

Refunds up to 7 days before event

Agenda

8:00 AM - 9:00 AM

Registration/Breakfast

9:00 AM - 1:00 PM

Speaker/Panel Discussion - Moderated by Pablo Canton, ABANCA

Felix Soler, Chief Compliance Officer, Intercredit Bank,

Alina Viera, Compliance Monitoring Mgr, City National

Alex Rodriguez, Partner, PAAST

Bernardo Odreman, President/CEO L&B Resources

Join the SFCA members in this discussion of the Compliance Monitoring Program, a key pillar of an effective Compliance Management System. The panel of experts will cover the below important topics: ...

12:00 PM - 1:00 PM

Lunch

1:00 PM - 2:00 PM

Question & Answers

About this event

  • Event lasts 6 hours
  • Free venue parking

Welcome to our event Building a Robust Compliance Monitoring Program: Key Components & Practice! Join us for an informative session on creating a solid compliance monitoring program. Learn about the key components necessary for success in today's regulatory environment. This in-person event will be held at the Hilton Garden Inn Miami Dolphin Mall. Don't miss this opportunity to enhance your compliance knowledge and network with industry professionals. Register now!

Frequently asked questions

Will breakfast be served?

Yes, breakfast will be available during the Registration time, which is between 8am - 9am.

Is there a fee for parking?

No, parking is free at the venue.

Will we earn credits for this seminar?

Yes, CRCM CE credits will be received for attending this seminar.

Tags

Organized by

South Florida Compliance Association, Inc.

The main goal of the SFCA is to educate our members. Consumer protection, civil rights, and many other banking regulations are all covered during bi-monthly meetings. These conferences can range from half-day to full-day events, and are typically held at a Miami-Dade venue that is as conveniently-located for our members as possible. The speakers at these events are considered authorities at the local, regional, and national level.