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Surveillance and Regulation: Big Changes Ahead


Tuesday, April 17, 2012 from 4:30 PM to 9:00 PM (BST)

London, United Kingdom

Surveillance and Regulation:  Big Changes Ahead

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Event Details

TABB Group and Progress Software invite you to join us for a panel debate and drinks…
Surveillance and Regulation:  Big Changes Ahead

4:30pm – 9pm at the Andaz Hotel, London

Our panel features Dutch regulator Bas Verschoor and includes:

Fabrice Peresse, Director, EMS Cash Market Operations, NYSE Euronext

Theo Hildyard, Solution Architect, Market Surveillance, Progress Software

Steve Leegood, Managing Director, Bryok

Bas Verschoor, Strategy, Policy & International Affairs, Netherlands Authority for the Financial Markets

Rebecca Healey (Moderator), Senior Analyst, TABB Group


Drinks and canapés will follow the panel discussion where you can network with your industry colleagues in an informal environment. 

Topics include:

·         What do the new ESMA Guidelines really mean in a cross asset, cross border trading landscape? 

·         Will existing systems prove inadequate ahead of regulation coming down the pipe?  How do you detect potential abuse or out-of-control algorithms in real-time across the globe?

·         What impact will the growing complexity of algorithms and requisite data have on the future of market surveillance?

·         How can you prove the legitimacy of strategies across multiple platforms and venues whilst effectively monitoring for market abuse?

·         With reputational risk the mantra of compliance officers and risk managers alike, how do firms balance market surveillance requirements at a time of budgetary constraints?

·         As the regulatory focus from Brussels shifts to greater pre-transactional risk assessment of market abuse - how will future regulation shape up in the political landscape?


Tuesday April 17th , 4:30 PM – 9:00 PM, Andaz Hotel, Liverpool Street, London


Have questions about Surveillance and Regulation: Big Changes Ahead ? Contact TabbFORUM

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