Securities Regulation s.1 2017 Summer

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UC Berkeley School of Law

214 Boalt Hall

#7200

Berkeley, CA 94720

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Course Description*

This course provides an overview of the regulation of securities offerings and trading under the Securities Act of 1933 and the Securities Exchange Act of 1934. The course explores the elaborate disclosure obligations that this country imposes on the distribution and trading of investment securities as well as the role of the Securities and Exchange Commission and private plaintiffs in shaping and enforcing these disclosure obligations. Topics to be covered include: public offerings of securities and the registration process under the Securities Act of 1933, exemptions from these registration requirements and the role of exemptions in the financing of private and public firms, and the disclosure obligations of publicly-traded issuers. The course will also examine the role of anti-fraud rules in the issuance and trading of securities as well as liability for insider trading.

Books:

Securities Regulation: Cases And Analysis
Stephen J. Choi, Adam C. Pritchard,
Publisher: Foundation Press
ISBN: 9781587789038
Copyright Date: To Be Determined
Price: $130.65
Note: prices are sampled from internet bookstores. Folletts prices are unavailable at this time.


Securities Regulation: Statutory Supplement
Stephen J. Choi, Adam C. Pritchard,
Publisher: Foundation Press
ISBN: 9781587789625
Copyright Date: To Be Determined
Price: 4
Note: prices are sampled from internet bookstores. Ned's prices are unavailable at this time.

Instructor: Robert Bartlett

Units: 3
Meeting Time: MTuWThF 9:00AM-12:00PM
Meeting Location: TBA

Course Start: July 05, 2017
Course End: July 21, 2017

*Subject to change slightly. For the most current course description and details, see the Summer 2017 Schedule of Classes.


Refund Policy

PLE participants may receive a full refund of the registration fee, minus a $100 cancellation fee per course, by submitting a cancellation request by email to the PLE program administrator at lawcourses@berkeley.edu no later than 30 days before the start of the quarter in which the course occurs. Refunds will not be given if cancellation request is received later than 30 days before the quarter begins. See our Policies page for more details.


Special Offer

If you register for 3 or more courses this summer, you qualify for a $1000 discount on your third course.*

To claim your discount:

  • You register and pay for your first 2 courses
  • You email lawcourses@berkeley.edu with the subject “Course Discount” and a message including your name, the titles of the courses for which you are already registered, and the title of the 3rd course you wish to add
  • We email you a promo code
  • You enter the promo code when you pay for your 3rd course

*This discount only applies to the 3rd course you enroll in during a single summer, it can be used only for the purchase of the 3rd course, and cannot be applied retroactively.

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UC Berkeley School of Law

214 Boalt Hall

#7200

Berkeley, CA 94720

View Map

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