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Borden Ladner Gervais

22 Adelaide Street W

East Tower, 34th Floor

Toronto, Ontario M5H 4E3

Canada

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Description

The Canadian RegTech Association in partnership with Toronto Finance International is proud to invite you to our first event in Toronto focused on practical uses of technology in AML and KYC compliance.

Following a format tried and tested in London and Luxembourg, the Canadian RegTech Association brings a set of case-studies and success stories from both Canadian and International organizations.

In the Canadian RegTech Association’s first industry forum, we will explore the changing Canadian regulatory landscape and other market factors that are impacting AML/KYC compliance programs. Greater consumer expectations, new suppliers of financial services and digital currencies are impacting how we bank and consequently how banks are onboarding and managing client risk in an ongoing way. New technologies such as AI, biometrics and machine learning are being explored and applied to manage risk, improve security and reduce friction and the reliance on manual processes. We are also seeing evidence of successful collaboration efforts between market participants and regulators around the world in providing centralized utilities to manage KYC data.

Join us for an interactive session where we examine shifting Canadian market dynamics but also bring in international case studies and lessons learned from other jurisdictions. This forum will cover the following topics:

Topics

  • How consumer behaviour and changing expectations are impacting AML compliance programs

  • Practical case studies on how new technologies are being applied to enhance AML/KYC programs

  • How to leverage utilities to rationalize costs while enhancing the onboarding experience

  • International examples of where KYC utilities have been successfully implemented

  • Perspectives on integrating nascent technology

Speakers From

  • Tom Devlin- Senior Regulatory Advisor - KYC Global Technologies
  • Alex Dixon – Enterprise Solutions – Bloomberg
  • Joseph Iuso - CAMS, Co-founder and Head of Business Development and AML Specialists KYC2020
  • Matt McGuire - BA (Hons), MAcc, CPA, CA, CFF, DIFA, CAMS, AMLP – Advisor – AML Shop
  • David Peters - Managing Director – Promontory Financial Group
  • Andrew Wolf – Head of Business Development – Fenergo

More speakers to be announced shortly. Agenda will be sent to registered participants and posted on the Canadian RegTech Association website (www.regtechroundtable.com) and the Toronto Finance International website.

Who Should Attend

Financial participants that are active in regulatory compliance, risk management, operations, product managers and technology vendors.

Headline Sponsors

Thank you to our generous sponsors:




For more information on the event or sponsorship opportunities contact: info@regtechroundtable.com

About the Canadian RegTech Association

The Canadian RegTech Association is a non-profit organization focused on solving regulatory challenges through collaborative efforts between key RegTech stakeholders: regulated entities, technology vendors, regulatory bodies, government and professional service providers. The goal is to facilitate dialogue, raise standards and promote growth and innovation within the Canadian RegTech eco-system. The organization will endeavour to solve regulatory challenges through collaborative discussion and engagement in proof-of-concept initiatives.

About Toronto Finance International

Toronto Finance International (TFI) (www.tfi.ca) is a public-private partnership between Canada’s three levels of government, the financial services sector and academia. TFI’s mission is to lead collective action that drives the competitiveness and growth of Toronto’s financial sector and establishes its prominence as a leading international financial centre. (TFI was formerly known as the Toronto Financial Services Alliance.)

About Borden Ladner Gervais LLP

Borden Ladner Gervais LLP (BLG) is a leading, national, full-service Canadian law firm focusing on business law, commercial litigation and arbitration, and intellectual property solutions for our clients. BLG is one ofthe country’s largest law firms with more than 700 lawyers, intellectual property agents and other professionals in five cities across Canada. We assist clients with their legal needs, from major litigation to financing to trademarkand patent registration. The Financial Services Regulatory Group of Borden Ladner Gervais LLP (BLG) is one of the largest in Canada. Working closely withclients, we provide regulatory advice in the areas of banking, life and property and casualty insurance, and a host of other financial services products and services.

About Fenergo

Fenergo is the digital enabler of client and regulatory technology for financial services. It provides Client Lifecycle Management (CLM) software solutions for Financial Institutions including; Corporate & Institutional Banking, Commercial & Retail Banking, Asset Management, Private Banking & Wealth Management. Counting 70 global Financial Institutions as clients, its award-winning CLM suite transforms how Financial Institutions manage clients; from initial onboarding to KYC/AML and regulatory compliance, to client data management and ongoing lifecycle KYC reviews and refreshes. Fenergo’s unique community-based approach to product development allows financial institutions to collaborate and contribute to solution design, empowering them to deliver a faster, more efficient and compliant client experience while achieving a single client view throughout.

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Date and Time

Location

Borden Ladner Gervais

22 Adelaide Street W

East Tower, 34th Floor

Toronto, Ontario M5H 4E3

Canada

View Map

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