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October 17th Directors Roundtable

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Location

Location

The Chrysler Building

405 Lexington Avenue

22nd Floor Boardroom

New York, NY 10174

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OCTOBER 17TH DIRECTORS ROUNDTABLE - AGENDA


Blank Rome LLP

The Chrysler Building, 405 Lexington Avenue, NYC - 22nd Floor Boardroom


8:30 – 9:00

Audit Committee Chair working group discussion (AC Chairs only please)


9:00 – 9:30

Welcome - Breakfast is served

Update from the Gemini Companies and NorthStar Financial Services Group, LLC

Kevin Hesselbirg, the Gemini Companies

Bill Wostoupal, NorthStar Financial Services Group, LLC


9:30 – 10:15

Bloomberg Presentation


10:15 – 10:30

Break


10:30 – 11:15

J.P. Morgan Pricing Direct Presentation


11:15 – 11:30

Break


11:30 – 12:15

ICE Data Services Presentation


12:15 – 1:00

Lunch is served


1:00 – 2:00

Regulatory Proposal Roundtable Discussion

Moderated by: Kevin Wolf, Gemini Fund Services, LLC

JoAnn Strasser, Thompson Hine LLP

Thomas Westle, Blank Rome LLP

Stacy Louizos, Drinker Biddle & Reath LLP

David Baum, Alston + Bird LLP


2:00 – 2:15

Break


2:15 – 3:00

DOL Impact to Distribution in 2017

Alma Piscitello, the Gemini Companies

JoAnn Strasser, Thompson Hine LLP


3:00 – 3:15

Break


3:15 – 4:00

Regulatory Landscape & Compliance Initiatives

Brian Nielsen, NorthStar Financial Services Group, LLC

Brian Hourihan, Northern Lights Compliance Services, LLC

Kristin McCann, the Gemini Companies


4:00 – 4:15

Break


4:15 – 5:00

Privilege & Proprietary Information in the Cyber Age: Are You As Protected As You Think?

Moderated by: Stacy Louizos, Drinker Biddle & Reath LLP

Bennett Borden, Drinker Biddle & Reath LLP


Please join us for cocktails & appetizers at the conclusion of the event.

7494 GFS-9/1/2017
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Date and Time

Location

The Chrysler Building

405 Lexington Avenue

22nd Floor Boardroom

New York, NY 10174

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