MiFiD Transaction Reporting Training
£420.08 – £526.28
MiFiD Transaction Reporting Training

MiFiD Transaction Reporting Training

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1 Royal Exchange Avenue

City of London

London, United Kingdom

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Description

Background

In 2007 the European Unions first attempt to regulate the financial market saw the introduction of MiFID I the effect of which was a harmonised transaction reporting regime across Europe. In MiFID II, the European Commission takes the current objective of transaction reporting - the detection and investigation of potential market abuse – and expands it into supporting “market integrity”. MiFID II requires major implementation changes and a reassessment of existing business models. The original MiFID led to a major shift in the cash equity markets, and the MiFID II impact will be even more pronounced, to cover the way almost all OTC products are priced, traded and reported. 

The original MiFID Transaction Reporting provides a platform for European Market participants to gain an appreciation of changes introduced by MiFID II and get ahead of the forthcoming MiFIR Transaction Reporting through developing a reporting model to suit their business.

This one-day course conducted by a City expert provides not only an overview of the original MiFID transaction reporting, but we can also offer specifically customised material to the individual requirments of the individual or the individual's organisation.  We are proud to offer such a unique facet of the course, but for this premium customisation, our expert will need to review your requirements and determine whether they can be accommodated. 

There will be a test performed at the end of the course to check participants' knowledge. 

What Will You Learn

By the end of this training you will learn about: 

  • The scope and content of the MiFID regulation
  • The difference between MiFID 1 & 2
  • Who is affected and how
  • Transaction reporting requirements and scope
  • Reportable firms, instruments and transactions 
  • How to treat different trading scenarios
  • Data aggregation and management
  • Reporting challenges and how to overcome them

Main Topics Covered During This Training

  • Transaction reporting requirements - background and scope
  • Transaction reporting basics
  • Reporting firms
  • Reporting channels
  • Reportable instruments and transactions
  • Reporting obligations and due diligence
  • Treatment of derivatives
  • Treatment of different trading scenarios
  • Data standards for the all the reporting fields
  • Reporting submission overview
  • Data aggregation and integrity
  • Risk reporting systems and controls over transaction reporting
  • Reporting challenges
  • MiFIR and how MiFID can help pave the way for better MiFIR Transaction Reporting

Who Should Attend

 The course is aimed at the following professionals:

  • Compliance Managers
  • Operations
  • Business Analyst
  • Project Managers
  • Transaction Reporting


FOR QUERIES AND ACCOUNTS PLEASE CONTACT

Vantage Platforms

1 Royal Exchange Avenue
London
EC3V 3LT
 +44 (0)203 053 8678


General enquiries:  info@vantageplatforms.com

Accounts enquiries :accounts@vantageplatforms.com

Booking T's and Cs :  www.vantageplatforms.com/terms.html



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1 Royal Exchange Avenue

City of London

London, United Kingdom

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