Dinner Briefing: Compliance Realities and the New Normal

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Elway's Cherry Creek

2500 E First Avenue

Unit 101

Denver, CO 80206

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Event description
Special dinner briefing for investment advisers: Compliance Realities and the New Normal - Keeping up with Cyber Security and Compliance

About this event

So many things have changed in the past two years: where we work, how we communicate, and how we engage with clients. One thing that hasn’t changed, however: the SEC’s focus on compliance and the cyber security maturity of registered investment advisers.

Join us for an informative dinner briefing on the key cyber security compliance requirements for registered investment advisers. This session will feature security and compliance expert Michael Cocanower, CEO of itSynergy. Michael is fresh off the 2021 NRS Fall Compliance Conference, where Daniel Kahl, SEC Director of Division Examinations and others recently shared key compliance and regulatory updates.

Michael will share his insights and best practices gleaned from over a decade of experience working directly with RIA principals and CCOs. Michael works daily with non-technical, C-level executives, helping demystify the technical and compliance realities RIAs face, while helping them secure, prepare and protect their businesses.

In this dinner seminar, you will learn about:

  • How the COVID-19 pandemic and new remote work realities impact security and compliance
  • Why remote work, digital transformation, and cloud technologies have increased cyber risks and compliance challenges
  • Seven most important IT security foundations you need to remain compliant
  • No-nonsense tips and best practices you can implement with your internal team
  • And receive detailed compliance checklists and audit tools you can start using today

Register now. Seating is limited. Don’t miss this information-packed and convenient educational opportunity over a delicious dinner at Elway's Cherry Creek.

Date and time

Location

Elway's Cherry Creek

2500 E First Avenue

Unit 101

Denver, CO 80206

View Map

Organizer itSynergy

Organizer of Dinner Briefing: Compliance Realities and the New Normal

itSynergy specializes in helping registered investment advisers grow profitable businesses. itSynergy helps our clients tame their information technology, so they can securely and efficiently focus on their core business. Serving clients throughout the Phoenix and Denver metro areas, itSynergy delivers compliance, cyber security, and managed IT services to investment advisory firms. The company is led by president and founder Michael Cocanower, IACCP®. Mr. Cocanower has over 25 years of experience in the IT field. Mr. Cocanower has been recognized as a Microsoft® Certified Professional and Microsoft® Most Valuable Professional as well as a Certified Ethical Hacker.
 

This educational event is offered to employees of registered investment advisors. IronPath reserves the right to revoke the lunch registration of any unqualified registrants.

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