Compliance Responsibilities in a Foreign Bank*

Speaker: Sabeena Ahmed, Head of Legal and Compliance, BOC International (USA) Holdings Inc., a member of the Bank of China group

Description: Please join us for a lunch talk with Sabeena Ahmed! Sabeena serves as Head of Legal and Compliance to the investment banking division of Bank of China (BOC International (USA) Holdings Inc.), and its two subsidiaries, BOCI Commodities & Futures (USA) LLC, a registered futures commission merchant, and BOC International (USA) Inc., a registered broker-dealer and member of FINRA. Prior to joining BOCI, Sabeena served as counsel and in other roles at institutions such as E*TRADE Financial Corp., Merrill Lynch, FINRA and the Bank of New York Mellon.

*This event is part of the Compliance Speaker Series and will qualify towards the Compliance Concentration requirement.

This event is open only to the Cardozo community. Registration is required. Lunch will be provided.