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Antitrust in the Financial Sector: Hot Issues & Global Perspectives

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Fordham University School of Law

150 West 62nd Street

New York, NY 10023

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PROGRAM


2:00pm REGISTRATION


2:20pm WELCOME REMARKS

Richard TAFFET | Partner, Morgan, Lewis & Bockius, New York

James KEYTE | Director, Fordham Competition Law Institute, New York


2:30pm OPENING REMARKS

Makan DELRAHIM | Assistant Attorney General, US Department of Justice, Washington, DC


3:00pm LENDING SYNDICATES COORDINATION: WHAT IS THE ANTITRUST RISK?

Rainer SCHWABE | Senior Manager, Cornerstone Research, New York
Nicole KAR | Partner, Linklaters, London
Elai KATZ | Partner, Cahill Gordon & Reindel, New York
Graeme BROOKS | European Head of Competition, Barclays, London
Moderator: James KEYTE | Director, Fordham Competition Law Institute, New York


4:00pm Coffee Break


4:15pm FUNDS AND EXCHANGES COLLABORATION: WHAT ARE THE LIMITS?

Scott HEMPHILL | Professor, NYU Law, New York
Phillip GILLESPIE | Former Executive VP, General Counsel, State Street Global Advisors, Salem
Michael CRAGG | Chairman, The Brattle Group, Washington, DC
Moderator: Richard TAFFET | Partner, Morgan, Lewis & Bockius, New York


5:15pm THE COUNSELS’ PERSPECTIVE: HOW TO ENSURE ANTITRUST COMPLIANCE?

Dean HOFFMAN | Executive Director, Global Antitrust Compliance, JPMorgan Chase & Co.
Jon LUTINSKI | VP and Senior Antitrust Counsel American Express, New York
Scott TUCKER | Managing Director - Global Head of Litigation, Morgan Stanley, New York
Timothy MAGEE | Americas Head of Investigations and Enforcement, Barclays
Moderator: Jon ROELLKE | Partner, Morgan, Lewis & Bockius, New York


6:15pm RECEPTION


CONFERENCE MATERIALS

Panel 1

  1. Cai, Jian; Eidam, Frederik; Saunders, Anthony; Steffen, Sascha (March 13, 2018): Loan Syndication Structures and Price Collusion.
  2. European Commission (2018): EU loan syndication and its impact on competition in credit markets: Final Report.
  3. John William Hatfield, Scott Duke Kominers, Richard Lowery, and Jordan M. Barry (2018): Collusion in Markets with Syndication, Harvard Business School Working Papers.
  4. Jaime Pérez-Bustamante (February 2018), Four Spanish banks fined EUR 91 million for fixing the price of interest rate derivatives attached to syndicated loans, Linklaters News.
  5. Schwert, Michael (December 20, 2018): Does Borrowing from Banks Cost More than Borrowing from the Market?
  6. Supreme Court of the United States (2007): Credit Suisse Securities(USA) LLC v. Billing (No. 05-1157) 426 F. 3d 130, reversed.
  7. Spanish Competition Authority (2018): Summary Note S/DC/0579/16 Financial Derivatives.
  8. US District Court for the Southern District of New York (Oct 14, 1953): United States v. Morgan et al., Civ. A. No. 43-757.

Panel 2

  1. Azar, José and Schmalz, Martin C. and Tecu, Isabel (May 10, 2018): Anticompetitive Effects of Common Ownership, Journal of Finance, 73(4), 2018.
  2. Phillip S. Gillespie (January 15, 2019): Re: Federal Trade Commission Hearing #8: Competition and Consumer Protection in the 21st Century, Submitted via regulations.gov.
  3. Gramlich, Jacob and Grundl, Serafin (2018): The Effect of Common Ownership on Profits: Evidence from the U.S. Banking Industry, FEDS Working Paper No. 2018-069.
  4. Hemphill, C. Scott and Kahan, Marcel (December 1, 2018): The Strategies of Anticompetitive Common Ownership, Yale Law Journal, Forthcoming; NYU Law and Economics Research Paper No. 18-29; European Corporate Governance Institute (ECGI) - Law Working Paper No. 423/2018.
  5. Barbara Novick (January 15, 2019): Re: Federal Trade Commission Hearing #8: Competition and Consumer Protection in the 21st Century, Submitted via regulations.gov.
  6. OECD (5-6 December 2017): Common Ownership by Institutional Investors and its Impact on Competition, DAF/COMP(2017)10.
  7. OECD (5-6 December 2017): Summary of Discussion of the Hearing on Common ownership by institutional Investors and its Impact on Competition: Annex to the Summary Record of the 128th Meeting of the Competition Committee, DAF/COMP/M(2017)2/ANN3/FINAL.

Panel 3

  1. Kathleen Cooper Grilli (April 9 2018): Department of Justice Antitrust Compliance Roundtable.
  2. U.S. Department of Justice, Criminal Division Fraud Section: Evaluation of Corporate Compliance Programs.
  3. U.S. Department of Justice; U.S. Federal Trade Commission (October, 2016): Antitrust Guidance for Human Resource Professionals.
  4. European Commission (July 24, 2010): Annex 2 - CLO Compliance “Blue Print” and covering letter.
  5. U.S. Department of Justice (March 14, 2018): Assistant Attorney General Makan Delrahim Delivers Remarks at Antitrust Division’s First Competition and Deregulation Roundtable.
  6. Makan Delrahim (April 11, 2019): Opening Remarks at Roundtable Discussing the Antitrust Criminal Penalty Enhancement & Reform Act.


PANEL SPONSORS

Cornerstone Research

Morgan, Lewis & Bockius

Linklaters

The Brattle Group

MEDIA SPONSORS

MLex

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150 West 62nd Street

New York, NY 10023

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