$918.95 – $1,318.95

AML/CTF Investigation and Identification

Event Information

Share this event

Date and Time

Location

Location

Sydney

Sydney, NSW 2000

Australia

View Map

Refund Policy

Refund Policy

Refunds up to 30 days before event

Friends Who Are Going
Event description

Description

This program is designed to assist in defining the investigation process and provide additional tools to support both the investigative teams and those who review the decision to submit a report or not. Using a number of scenarios throughout the program you will be asked to consider what investigative steps you would undertake to make a decision and assess potential changes in customer risk rating.

Designed for those who investigate, team leaders and managers the program reflects on regulator expectations and practical investigation activities commensurate with the type of alert.

If you are looking for answer of these questions, you would certainly benefit by attending this AML Workshop:

  • As part of your AML/CTF program there is a lot of focus on investigating unusual or overly complex transactions but what does this mean in practical terms?
  • How deep do you dive?
  • How broad is that investigation and what makes something suspicious enough to report?
  • How do you make sure every investigation is appropriate in an environment where volumes of alerts and staff numbers can be pressure points on the investigations team?
  • How do you train new team members in the investigative process?

Why Should You Attend:

We will discuss, and add context to, the amount of information and other documentation included in SMR's when they are submitted. We encourage each attendee to bring along one, de-identified, scenario that can be worked through by the group as an exercise

Using real examples as case studies and identifying the benefits and pitfalls, this program is designed to help you understand:

  • First Principles - what is it we are trying to identify
  • Sources of alerts for investigations
  • Transactional driven v. customer profile driven investigation
  • Considering peer activity
  • The importance of taking a holistic view
  • Investigation effectiveness
  • Customer risk assignment and their activity
  • Recording the investigative process and reasons for decisions
  • Following up with customers; and
  • Making a report.

Areas Covered:

  • Regulatory requirements
  • Better investigation practice
  • Building a holistic view of the customer
  • Examples of issues (case studies throughout the course); and
  • Managing investigation notes and evidence.

Who will Benefit:

  • MLRO's
  • AML/CTF investigation teams
  • financial crime compliance managers
  • internal auditors
  • Regulatory
  • Compliance
  • Staff with Roles and Responsibilities in AML Management and Oversight
  • Risk and Compliance Management
  • Compliance Analysts and Advisors
  • Company Management
  • Operational Risk Managers

For Registration - http://www.complianceonline.com/aml-ctf-investigation-austrac-guidance-fatf-view-seminar-training-80512SEM-prdsm?channel=eventbrite

Note: Use coupon code REFERRAL10 and get 10% off on registration.

Share with friends

Date and Time

Location

Sydney

Sydney, NSW 2000

Australia

View Map

Refund Policy

Refunds up to 30 days before event

Save This Event

Event Saved