2016 CCLS Compliance Symposium:
The New World of Compliance
(Across the street from Disneyland)
Core Compliance & Legal Services, Inc. (“CCLS”) will hold its annual symposium at the Sheraton Park Hotel in Anaheim, CA.
Date: Thursday, November 3, 2016
Time: 7:45 a.m. - 2:00 p.m.
Sheraton Park Hotel
1855 South Harbor Blvd.
Anaheim, CA 92802
This is an ideal opportunity to gain valuable insight, information and practical learning for managing your Compliance Program. During this educational event, the CCLS team will cover the following topics:
Elderly Investor Issues Beyond Compliance
How to Conduct a Cybersecurity Risk Assessment
New DOL Rule: Application of the BIC Exemption & What it Means for You
How to Draft Disclosures & Market Performance Advertising
Effective Testing Ideas for Your Annual Review
Register now for our Annual CCLS Compliance Symposium for only $300.00
For sponsorship opportunities, please email firstname.lastname@example.org
When & Where
Core Compliance & Legal Services, Inc.
Core Compliance & Legal Services, Inc. (CCLS) specializes in compliance and risk management for the financial industry. With the securities industry's ever-increasing focus on risk management, CCLS is designed to handle the unique regulatory compliance challenges firms face today. When building and enhancing your business, it is essential to have dedicated resources to support and ensure your success. That is where our experts come into play. Michelle L. Jacko, CEO, and the professionals of our strategic team have worked in the industry, holding various internal roles including Chief Compliance Officer, Chief Operations Officer, Chief Legal Officer, Senior Paralegal and Branch Manager. The CCLS team understands the complexities of the securities business and the necessity to offer solutions based on the unique culture, identity and needs of your firm. Our services and compliance solutions are designed to meet the needs of firms of any size, from entrepreneurial start-ups to large international institutions.