Skip Main Navigation
Page Content
This event has ended

WGC Thought Leadership: Dodd-Frank Update Breakfast Seminar

WG Consulting

Thursday, September 12, 2013 from 7:00 AM to 9:00 AM (CDT)

WGC Thought Leadership: Dodd-Frank Update Breakfast...

Ticket Information

Type End Quantity
WGC Breakfast Seminar: Dodd-Frank Update Ended Free  

Who's Going

Loading your connections...

Share WGC Thought Leadership: Dodd-Frank Update Breakfast Seminar

Event Details

We stay in the forefront of business evolution and are proud to present this thought leadership seminar on the pressing issues surrounding Dodd-Frank Compliance.  The timetable for the seminar is as follows:

  • 7:00 - 7:30 AM Registration & Networking
  • 7:30 - 8:00 AM Breakfast
  • 8:00 - 9:00 AM Seminar

During this morning seminar you will hear from our seasoned Compliance and Commodities experts as they address your most critical needs for Dodd-Frank Compliance. Dan Masch, Director of Regulatory Compliance for WG Consulting, and Tim Mckone, former Managing Director and Global Head of Commodities Compliance for BNP Paribas, will provide the latest and most crucial updates in the Dodd-Frank rules and regulations. Important topics discussed will be:

  • Hidden Exposure to Dodd-Frank
  • Meeting Clearing and End-User Exceptions
  • Detailed Recordkeeping and Reporting
  • Documentation Duties of SDs to Non-SD/MSPs
  • Policies, Procedures, and Training Best Practices
  • Exchange Position Limit Tracking
  • Recommendations for Achieving Compliance

We look forward to your participation and questions! This breakfast seminar also qualifies for one hour of CPE Credit.

Sincerely,
The WG Consulting Dodd-Frank Team

Have questions about WGC Thought Leadership: Dodd-Frank Update Breakfast Seminar? Contact WG Consulting

When & Where


Junior League Houston
1811 Briar Oaks Lane
Houston, TX 77027

Thursday, September 12, 2013 from 7:00 AM to 9:00 AM (CDT)


  Add to my calendar

Interested in hosting your own event?

Join millions of people on Eventbrite.

Please log in or sign up

In order to purchase these tickets in installments, you'll need an Eventbrite account. Log in or sign up for a free account to continue.