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The Importance of a Risk Based Approach in Implementing and Maintaining an Enterprise Wide Compliance Program

Company Profiles and Conferences

Thursday, January 23, 2014 at 8:30 AM - Friday, January 24, 2014 at 5:00 PM (PST)

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Ticket Type Remaining Sales End Price Fee Quantity
The Importance of a Risk Based Approach in Implementing and Maintaining an Enterprise Wide Compliance Program 10 Tickets Ended $1,499.00 $54.92

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Event Details

The Importance of a Risk Based Approach in Implementing and Maintaining an Enterprise Wide Compliance Program To be held on 23rd to 24th Jan 2014 at Hollywood, FL
 
 Course Description:
 
 The cost of non-compliance with regulatory BSA/AML standards within organizations has been great. Organizations have suffered irreparable reputational damage and have had to pay exorbitant regulatory fines in the millions for failing to implement and maintain strong compliance programs. It would be prudent to ensure your organization’s compliance program is effective and it is tailor-made in light of the key risk factors within your organization.
 
 This seminar will provide an overview of the importance of the risk based approach in implementing and maintaining an enterprise wide compliance program.
 
 This two day interactive workshop will also provide attendees:
 
 The basis of the risk based approach and the essential elements of an effective risk assessment.
 Transaction monitoring guidance, suspicious activity guidelines and independent testing techniques which would assist attendees in improving their companies overall compliance program.
 A detailed review of enforcement action case studies and how these could have been prevented
 Key internal controls that can help prevent and detect money laundering and terrorist financing
 Best practice tools on how to implement and maintain an enterprise wide Risk Based Approach (RBA) compliance program within your organization
 RBA Toolkit that will assist attendees to implement and maintain an effective enterprise wide compliance program
 
 Learning Objectives:
 
 To provide an understanding of the key elements of a risk based approach
 To effectively mitigate the money laundering and other financial crime risk within your organization
 To meet/exceed regulatory expectations and to ensure the organization is prepared to manage vulnerabilities of money laundering and other financial crimes
 To understand the holistic nature of the risk assessment which takes into account all business lines of the organization
 The course will focus on the following key aspects of an enterprise wide compliance program:
 Policies and Procedures
 Customer Due Diligence
 Transaction monitoring guidance
 Suspicious Activity Reporting guidelines
 Ongoing Due Diligence
 Adequate training
 Independent testing techniques
 Senior Management Oversight
 
 For more information kindly visit :  http://www.companyprofilesandconferences.com/seminars-conferences/Conference-c42/The-Importance-of-a-Risk-Based-Approach-in-Implementing-and-Maintaining-an-Enterprise-Wide-Compliance-Program.html                                 
 
 Or
 
 Contact us at :
 
 Company Profiles And Conferences
 Mob +919223375060 / 919223767111
 Fax : +91 22 27810778
 E-mail : info@companyprofilesandconferences.com
 Website : www.companyprofilesandconferences.com

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When & Where


Hollywood

Hollywood, FL

Thursday, January 23, 2014 at 8:30 AM - Friday, January 24, 2014 at 5:00 PM (PST)


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Company Profiles and Conferences

Search thousands of company profiles, SWOT analysis reports and company financials. Search by industry sector, or simply search all company profiles by company name. companyprofilesandconferences.com contains one of the world's largest collections of company insight and company profiles from leading global market report publishers and analysts. Global brands rely on companyprofilesandconferences.com for their strategic company insight and company profile needs.

 

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