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SR Letter 11-7 - Supervisory Guidance on Model Risk Management


Wednesday, October 19, 2016 from 10:00 AM to 11:30 AM (EDT)

SR Letter 11-7 - Supervisory Guidance on Model Risk...

Ticket Information

Ticket Type Sales End Price Fee Quantity
Attend Live Online Training Oct 19, 2016 $199.00 $0.00
Group–Max. 10 Attendees/Location Oct 19, 2016 $349.00 $0.00
Access Recorded Version Oct 19, 2016 $249.00 $0.00
Get Training C Oct 19, 2016 $349.00 $0.00

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Event Details

This training program will detail why SR Letter 11-7 has become the gold standard for model risk management, with its principle being adopted not only by banks but also virtually all U.S. financial institutions.

Why Should You Attend:

Financial institutions rely on models and quantitative analysis to perform key activities such as investment valuations, risk management, and liquidity and capital management. A sound management of the risks inherent in the use of mathematical models is imperative to reduce the risk of reliance on flawed or misapplied models. SR Letter 11-7, issued jointly by the Federal Reserve and OCC, provides comprehensive guidance for banks on effective model risk management.

This webinar will offer attendees an understanding of the background behind SR Letter 11-7. It will further discuss the purpose and scope behind the supervisory guidance on model risk management.

Areas Covered in the Webinar:

  • Background and Model Risk
  • Purpose and Scope of the Guidance
  • Model Risk Management
  • Model Development, Implementation, and Use
  • Model Validation
  • Governance, Policies, and Controls
  • Roles and Responsibilities
  • Spreadsheet Controls
  • Effective Challenge

Who Will Benefit:

  • Asset managers
  • Broker/dealers
  • Supervisors
  • Financial officers and controllers
  • Risk officers
  • Operational risk managers
  • Board members
  • General (legal) counsel
  • Internal and external auditors
  • Information technology managers
  • Regulators who supervise or examine banks or financial institutions
  • CFOs
  • COOs
  • CROs
  • CIOs
  • CPAs
  • CBAs
  • CFEs

Instructor Profile:

Mario Mosse has over 40 years of experience in operational risk management, internal audit and regulatory compliance at financial services companies. He is the president of MMosse Consulting, LLC, where he provides risk management advice and training to the financial services industry. Previously, he was the head of operational risk management at Prudential Financial, Inc. Prior to joining Prudential, Mr. Mosse was with The Chase Manhattan Bank, where he held several senior positions in internal audit and risk management.


For Registrationhttp://www.complianceonline.com/sr-letter-11-7-supervisory-guidance-on-model-risk-management-webinar-training-703995-prdw?channel=eventbrite    


Note: Use coupon code  NB5SQH8N  and get 10% off on registration.

Have questions about SR Letter 11-7 - Supervisory Guidance on Model Risk Management? Contact ComplianceOnline

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When & Where

Online Event

Wednesday, October 19, 2016 from 10:00 AM to 11:30 AM (EDT)

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Enhancing global compliance, creating a world where quality and compliance professionals, regulators, and government agencies come together to help the world comply with the intent and the spirit of laws, policies and mandates, ensuring continuous improvement in global operations, quality & safety.

Making sure that we are responsible corporate citizens helping our constituents build a more responsible enterprise, one which operates with high quality , under a code of ethics, and with process discipline to ensure greater shareholder returns.

Keeping things simple and straight forward , so that we all can indeed improve the quality of our processes, our work, our businesses and enhance compliance globally.

Being inclusive, giving the process experts ( & novices! ), compliance professionals, quality champions, and regulatory agencies a voice so that all of us can contribute and make a difference.

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SR Letter 11-7 - Supervisory Guidance on Model Risk Management
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