New trends in the law of insider trading: Lessons to be learned from recent prosecutions

New York, NY

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Event Details

Insider trading cases continue to dominate media headlines. There are many lessons to be learned from recent cases brought by the SEC and the Department of Justice against Mark Cuban, SAC Capital, Douglas Whitman, Michael Steinberg and others, as well as from the recent GAO report on political intelligence. It’s crucial for investment firms to understand how these cases and the recent report impact the law of insider trading.

This program is intended to assist investment advisers, broker-dealers, compliance officers and legal professionals navigate the continuously evolving legal landscape in this area.

 

SPEAKERS:

Ricardo W. Davidovich, Partner, Tannenbaum Helpern Syracuse & Hirschtritt LLP            

Ralph A. Siciliano, Partner, Tannenbaum HelpernSyracuse & Hirschtritt LLP

AGENDA:        

8:00 a.m. – 8:30 a.m.: Continental Breakfast & Registration

8:30 a.m. – 9:30 a.m.: Program

RSVP:

Please include your first and last name, title, company and email address in your RSVP

NY CLE:          

1 NY CLE credit will be available.