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Insider trading cases continue to dominate media headlines. There are many lessons to be learned from recent cases brought by the SEC and the Department of Justice against Mark Cuban, SAC Capital, Douglas Whitman, Michael Steinberg and others, as well as from the recent GAO report on political intelligence. It’s crucial for investment firms to understand how these cases and the recent report impact the law of insider trading.
This program is intended to assist investment advisers, broker-dealers, compliance officers and legal professionals navigate the continuously evolving legal landscape in this area.
Ricardo W. Davidovich, Partner, Tannenbaum Helpern Syracuse & Hirschtritt LLP
Ralph A. Siciliano, Partner, Tannenbaum HelpernSyracuse & Hirschtritt LLP
8:00 a.m. – 8:30 a.m.: Continental Breakfast & Registration
8:30 a.m. – 9:30 a.m.: Program
Please include your first and last name, title, company and email address in your RSVP
1 NY CLE credit will be available.