Insider trading cases continue to dominate media headlines. There are many lessons to be learned from recent cases brought by the SEC and the Department of Justice against Mark Cuban, SAC Capital, Douglas Whitman, Michael Steinberg and others, as well as from the recent GAO report on political intelligence. It’s crucial for investment firms to understand how these cases and the recent report impact the law of insider trading.
This program is intended to assist investment advisers, broker-dealers, compliance officers and legal professionals navigate the continuously evolving legal landscape in this area.
Ricardo W. Davidovich, Partner, Tannenbaum Helpern Syracuse & Hirschtritt LLP
Ralph A. Siciliano, Partner, Tannenbaum HelpernSyracuse & Hirschtritt LLP
8:00 a.m. – 8:30 a.m.: Continental Breakfast & Registration
8:30 a.m. – 9:30 a.m.: Program
Please include your first and last name, title, company and email address in your RSVP
1 NY CLE credit will be available.
When & Where
Tannenbaum Helpern Syracuse & Hirschtritt LLP
Since 1978, Tannenbaum Helpern Syracuse & Hirschtritt LLP has combined a powerful mix of insight, creativity, industry knowledge, senior talent and transaction expertise to successfully guide clients through periods of challenge and opportunity. Our mission is to deliver the highest quality legal services in a practical and efficient manner, bringing to bear the judgment, common sense and expertise of well trained, business minded lawyers.
Tannenbaum Helpern provides legal services in all areas of business law, including financial services, private funds and capital markets; real estate, environmental and construction law; general corporate and SEC matters; litigation; franchise, distribution and e-commerce; antitrust; intellectual property; employment (including ERISA, executive compensation and employee benefits); estate planning; and tax; as well as trusts and estates and the representation of individuals and charitable organizations.
Through our commitment to service and successful results, Tannenbaum Helpern continues to earn the loyalty of our clients and a reputation for excellence. For more information, visit www.thsh.com or follow us on Twitter: @THSHLAW .