Fiduciary Landmines for Retirement Plan Sponsors...and Their Advisors
There's no argument that 401(k), 403(b), and other retirement plan participants deserve competent advice and full disclosure. However, that simple premise can lead to trouble for employers offering the plans, as well as trustees, CPAs, brokers, and other advisors. The long knives are out at The Department of Labor, FINRA, employee representatives, and law firms. This presentation will update you on the latest rulings and provide some common sense advice to help you do the right thing and document that you did. It's useful information for sponsors, advisors, and those very participants investing for their future.
Guest Speaker: Alan E. Gorlick, AAMS, CEO of Gorlick Financial Strategies. He advises individuals, closely held companies, and retirement plans. Alan stresses long-term planning, risk management, and holistic approaches to personal finance.
Breakfast at 8:00 am; Program 8:30 - 9:30